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June 12, 2010
Book Review - The Surge: A Military History

Kim Kagan's book is just what the title says it is; a military history of the Surge. It does not cover the political aspects in Washington DC, or the formation of the Surge plan. Nor does she discuss the politics in Iraq or Iraqi society. Most important to note for commenters, she does neither weighs in on whether it was a good idea to invade Iraq in 2003 or on whether the surge itself was a good idea. What she does is simply discuss the military aspects of what happened in Iraq.
Dr Kagan is very well qualified to write on military topics. After taking her Ph. D. in history from Harvard, she taught at the U.S. Military Academy at West Point, Yale University, Georgetown University, and American University. She is currently president of the Institute for Understanding War in Washington DC. She has traveled many times to Iraq, interviewing people from General Odierno himself down to lower ranking officers and soldiers. This is not to suggest that such qualifications make her right by definition in her analysis, rather that she has the background to write intelligently on the topic.
Kagan is married to Frederick Kagan, a military scholar at the American Enterprise Institute. He has been described as one of the "intellectual authors" of the surge. His brother is foreign policy analyst Robert Kagan. Their father is Donald Kagan, who is a professor at Yale and a fellow at the Hudson Institute. A more distinguished family is hard to find.
Those who are opposed to our involvement in Iraq will be tempted to dismiss Kimberly Kagan's book because she and her husband did speak out in favor of the surge plan, and as mentioned earlier Frederick's work at the AEI was one of, if not the, impetus behind it (more on that below). But again, this book is not about whether the invasion or surge were good ideas, but is rather a history of what did happen.
Introduction: The Players
The Insurgents
- Al Qaeda in Iraq - AQI - Sunni - Commanded by Abu Ayyub al-Masri just before and during the years of the surge. Based in Falluhah.
- Mahdi Army, also knows as Jaysh (or Jaish) al Mahdi (JAM) - Shiite - created and led by the Iraqi Shi'a cleric Muqtada al-Sadr in June 2003
- Special Groups - Shiite - Small, cell based groups created and sponsored by Iran
- JAM and Special Groups were primarily based in the northeast neighborhoods of of Baghdad, called Sadr City
Key Events Leading to the Adoption of the Surge Strategy
- Mid-term Elections - November 7, 2006 - Democrats capture the House and Senate, having run partially on an "end the war" platform
- Iraq Study Group - December 6 2006 - Report released which recommended major changes in war strategy
- New Strategy - December 15, 2006- Team led by then-Lt. Gen. Petraeus releases U.S. Army / Marine Corps Counterinsurgency Field Manual 3-24
- American Enterprise Institute report - December 14, 2006 - Report by Frederick Kagan, Gen Jack Keane (ret) "Choosing Victory: A Plan for Success in Iraq" outlines many of the concepts that eventually make up the Surge plan
- Lt. Gen. Ray Odierno - December 2006 - The Corps commander told his boss, Gen. Casey, that his approach of fewer American troops and handing off responsibility to the Iraqis as soon as possible will not work and recommends to President Bush that he needs at least 5 addition U.S. brigades
Announcement of Surge - January 10, 2008 - The surge plan is announced by President Bush in a nationally televised address
U.S. Personnel Changes 2006-7
- Multi-National Corps - Iraq - December 14 - Lt. Gen. Pete Chiarelli. is replaced by Lt. Gen. Ray Odierno
- U.S. National Intelligence Director- January 5 - John Negroponte resigned and was replaced by retired Admiral John M. McConnell will take his place.
- CENTCOM commander- March 16 - Navy Admiral William Fallon replaced General John Abizaid as CENTCOM commander.
- Commander of Multinational Force Iraq - February 10 - Counter-insurgency expert General David Petraeus replaced General George Casey as Commander of Multinational Force Iraq.
- U.S. Ambassador to Iraq - March 26 - Bush U.S. diplomat Ryan C. Crocker replaced Zalmay Khalilzad, as the new ambassador to Iraq.
The Iraqi Leader
Nouri Kamil Mohammed Hasan al-Maliki or Nouri Kamil al-Maliki - Prime Minister of Iraq, Islamic Dawa Party. Elected PM May 20, 2006.
U.S. Military Unit Definitions
Division - typically commanded by a major general (two star) - 17,000 to 21,000 troops - a division typically consists of four brigades. A division is the smallest permanent unit in the United States military
Brigade (Regiment in the Marine Corps) - typically commanded by a Colonel - 2,500 to 4,000 troops - A brigade is important because it is the smallest unit that consists of all of the "parts" typically needed for a ground unit to fight a war; infantry, armor, artillery, medical, intelligence, helicopters, logistics, etc
Book Summary
The Background
The situation in Iraq was dire by the late summer of 2006. Coalition forces were not able to put down the insurgency that had started shortly after the invasion of March 2003. The death toll among Iraqi civilians and military personnel had been going up. The bombing of the Al-Askari Mosque (the "Golden Mosque"), a Shiite Muslim holy site, by al Qaeda in Iraq on February 22, 2006 and again on June 13, 2007 fueled the fire that was already raging. Some analysts that Iraq was in or headed towards a civil war, and whether that was correct or not from a technical aspect, it was starting to become clear that the insurgents were winning.
As insurgencies vary in nature, the center of gravity varies with each one. Sometimes control of the countryside is all-important, in others it's control of the capital, in still others a key industrial or crossroads. With the war in Iraq, the key to victory was controlling the capital city.
With violence was spiraling out of control in and around Baghdad, General Casey, along with his Iraqi counterparts, devised Operation Together Forward I in the summer of 2006. OTF I kicked off on July 13 and concluded on August 6. It was mostly reactive in nature, responding to insurgent attacks as they occurred.
Because sectarian violence continued to rise, Operation Together Forward II started immediately following OTF I. As with it's predecessor, it involved all elements of the Iraqi security forces as well as American troops.
The plan failed because although we could clear the neighborhoods we could not hold them. There were neither enough Iraqi or American troops. Further, many Iraqi units had been infiltrated by militia members who simply used the offensive to pursue the very violence it was supposed to stop.
Worse, the operation actually increased violence. Coalition troops would clear a Shiite neighborhood of JAM forces, but because they could not stay, AQI would move in and kill residents. Or, in Sunni neighborhoods, we would clear out AQI, only to have JAM move in as soon as we left. Commanders stopped the OTF II in mid-October precisely for this reason. Because coalition forces concentrated on clearing Sunni neighborhoods, they ended up suffering more than the Shiites.
American and Iraqi military leaders operated under fundamentally flawed concepts in 2006 and before. One was that their objective was not to secure the population, but to chase after the terrorists in a series of raids. They could not have made their primary objective to protect the people even if they had wanted to for two reasons. One, they simply didn't have enough troops, and two, the ones they had were based on large Forward Operating bases (FOBs) and thus were separated from the population.
General Casey thought that it was the presence of American troops that was fueling the insurgency, a concept that would turn out to be utterly mistaken. He wanted to get our troops out from responsibility for areas in Iraq and out of the country, thinking that if only we could train the Iraqis fast enough they could take over. This set up a race between the trainers and the insurgents; could we train Iraqis fast enough to defeat the insurgency before it won? The answer proved to be a resounding no.
As such, after we had secured an area, rather than keep our own troops there to make sure the insurgents didn't come back, we rushed to get the Iraqi Army and police in and us out. The Iraqis could not maintain control and before long the area was back in insurgent hands. The average time Iraqi forces could control a neighborhood before insurgents took it over again was 2 weeks, and this despite constant U.S. assistance.
Cart Before the Horse
From 2003 until Gen Petraeus took over, we operated under the premise that if we could get the Iraqi economy going again, and a legitimate government in place, security would follow. Readers will recall that it was primarily the Democrats in Congress who insisted on a series of political "benchmarks." The Iraqi government had to pass certain laws by certain dates or aid would be cut off and the troops brought home.
While there was a certain benefit to the benchmarks, by themselves they would have had no effect on ending the insurgency. Insisting on political progress before security had been established was putting the cart before the horse.
One of the main conclusions of Field Manual 3-24, mentioned above, was that political and economic progress can only occur after security is established. The authors of the work studied the history of insurgencies looking for trends, and it became clear that the path to victory lay in establishing security first.
The Genesis of the Surge
Commanders offered different plans to correct the situation. As mentioned above, Generals Casey and Abizaid believed that it was the presence of American troops that was fueling the insurgency, so favored plans that stressed recruiting and training more Iraqi troops. Lt. Gen. Odierno argued in favor of an increase of 5 to 10 brigades as a way of transforming the military situation. In response, Casey and Abizaid argued that an increase would only have a temporary effect because of the infighting among Iraqi politicians.
In Washington, the Iraq Study Group released a paper arguing for the plan Casey and Abizaid had put forth. The ISG was a ten person non-partisan appointed in 2006 by Congress, having first been suggested by Rep. Frank Wolf (R-VA-10).
Meanwhile, over at the American Enterprise Institute, scholar Frederick Kagan and retired Army Vice chief of Staff General Jack Keane presented a plan that involved sending 5 Army brigades and 2 Marine regiments to Iraq to support a new strategy of protecting the Iraqi population.
At the end of 2006 President George W. Bush adopted a new strategy for our war in Iraq, which was announced in a televised speech on January 10, 2007. As discussed above, there was a concurrent a change in commanders, the most important of which was the replacement of General George Casey with David Petraeus. The new strategy was explained by Lt Gen. Odierno as military operations designed:
...to create stability and security to protect the Iraqi people, first and foremost in Baghdad. The population and the government of Iraq are the center of gravity. Creating a stable environment in Baghdad should provide time and space for the Iraqi government to continue to mature as a government and continue to guild its capacity.
The team of Petraeus and Odierno considered two strategies to implement this new strategy of protecting the people of Baghdad. One was to attack the enemy in their safe havens outside of Baghdad, the other was to patrol the city's neighborhoods, clearing them of insurgents and then staying to ensure they didn't come back.
The answer came from Petraeus' new counterinsurgency doctrine, as ___ in the U.S. Army / Marine Corps Counterinsurgency Field Manual 3-24. FM 3-24 had been written by a team led by then-Lt Gen Petraeus starting in October 2005, and was released on December
15, 2006.
As explained in FM 3-24, the path to victory lay in securing the population (or "populace," the term used in the book), not in chasing insurgents around the countryside. As such, as one element of the new strategy Odierno deployed his new surge brigades to Baghdad itself with the objective of clearing them of insurgents and keeping them from returning.
The other thing Odierno died was to assign other units to the belts around Baghdad to destroy AQI safe-havens, which extended 20 to 30 miles outside the city. OTF I & II only concentrated on security within the city, the new effort would secure the capital as well as its environs.
Surge Units
via Wikipedia, the 5 additional Army brigades sent to Iraq were:
- 2nd Brigade, 82nd Airborne Division (Infantry): 3,447 troops. Deployed to Baghdad, January 2007
- 4th Brigade, 1st Infantry Division (Infantry): 3,447 troops. Deployed to Baghdad, February 2007
- 3rd Brigade, 3rd Infantry Division (Heavy): 3,784 troops. Deployed to southern Baghdad Belts, March 2007
- 4th Brigade, 2nd Infantry Division (Stryker): 3,921 troops. Deployed to Diyala province, April 2007
- 2nd Brigade, 3rd Infantry Division (Heavy): 3,784 troops. Deployed to the southeast of Baghdad, May 2007
This brought the number of brigades in Iraq from 15 to 20.
In addition, Marines in al Anbar province from the 13th Marine Expeditionary Unit, the 1st Battalion 6th Marines and the 3rd Battalion, 4th Marines had their tours extended. All troops had their 12 month tours extended to 15 months.
From FOB to COP and JSS
p 32
Before the surge, most U.S. troops were stationed on one of five large well-protected Forward Operating Bases (FOBs), and only ventured out to patrol or take part in specific operations. They tended to be reactive rather than proactive, and reinforced Iraqi operations rather than leading the way themselves. Because the Iraqi forces were not able to conduct offensive operations effectively, they tended to rely on checkpoints. The strategy didn't work.
The first of the oft-cited Zen-like "Paradoxes of Counterinsurgency" in the first chapter of FM 3-24 was that "Sometimes, the more you protect your force, the less secure you may be." In other words, keeping our troops on well-protected bases most of the time made them less safe, not more so.
The reason for this was that by staying on their FOB most of the time the troops weren't as familiar their patrol area as they should have been, and because they obviously weren't sharing the same risks as the Iraqi people, the latter weren't going to take the risk of overtly helping our effort. As such, the troops were at a high level of risk from insurgent attack when on patrol or on an operation.
Odierno dispersed the troops from the FOBs into the neighborhoods, where they established Combat Outposts, or Joint Security Stations. The COPs were American only, the JSSs were set up in concert with the Iraqi security forces.
Whether stationed at a COP or a JSS, being in the neighborhood eliminated the problems they faced earlier. As has been reported many times, when the troops arrived in the neighborhoods, the Iraqis asked "are you staying this time?" When our answer was "yes," the Iraqis responded "then this time we will help you." In addition, our troops became intimately familiar with their assigned Area of Operations (AO). From FM 3-24:
7-7 ...Effective commanders know the people, topography, economy, history, and culture of their area of operations (AO). They know every village, road, field, population group, tribal leader, and ancient grievance within it...
"Will you stay this time" was the question Iraqis asked American commanders when they saw our units coming into their areas. When the answer they got was "yes," the Iraqis decided they could safely support the Americans. With that support came timely, accurate, and actionable intelligence, not to mention more and more Iraqis signing up to serve in their own security forces.
Preparing the Battlefield
It is important to understand the difference between operations designed to prepare or "shape" the battlefield, and "prepare the conditions" for victory, from decisive operations themselves. The former three involve deploying forces to the area nearby or in the area where they willll eventually fight the decisive battle, and getting set up in their bases. This involved setting up the COPs and JSSs, getting supply lines set up, getting to know the neighborhoods, meeting the people, developing intelligence, etc. As part of establishing these neighborhood bases, our commanders became intimately familiar with their AO, and used that information to prepare for the fight ahead.
To be sure, preparing the battlefield involved much fighting. As most of these neighborhoods, towns, and cities were controlled by the insurgents we had to fight our way in. Insurgents then attacked our new bases. We sent out scouts to reconnoiter the area and they fought battles. But these were not decisive actions, but rather getting the troops in place and set for what would become the decisive action later.
So that the fight for Diyala province and eastern Anbar were preparatory operations. Indeed, even clearing operations in Baghdad as late as April and May were preparatory operations for the decisive battles that occurred in the second half of 2007.
Going After the Militias
The additional American troops gave Iraqi Prime Minister Nouri al-Maliki the strength and confidence to go after the militias. On January 11 he ordered them to disarm or face attack. Within a few days many Jaysh al Mahdi (JAM) commanders had ordered their troops to stand down. Just as or even more importantly, Moqtda al Sadr issued a cease-fire, ordering his JAM forces not to fight American or government forces.
Not all JAM members complied. American and Iraqi forces went after them, arresting or killing rogue commanders and their troops. In addition, Moqtada al Sadr left the country for Iran, which left the organization leaderless and its commanders confused. As a result, JAM fractured and ceased to function as a coherent fighting force.
The result was that JAM was effectively neutralized, at least for the time being. This had am immediate and positive effect on the political scene, because without their militia Sadrist politicians ended their boycott of parliament, and became part of the political process.
The Baghdad Security Plan: Operation Fardh al Qanoon
The Baghdad Security Plan, or Operation Fardh al Qanoon ("Enforcing the Law") began on February 14, 2007. It was not the first true offensive operation, which would not come until June with Operation Phantom Thunder. Rather, it was part of what is called "preparing the ground" for the main battles that lie ahead.
Major General Joseph Fil, Commanding General of Multi-National Division-Baghdad and the First Cavalry Division, explained the operational concepts behind the plan:
This new plan involves three basic parts: clear, control and retain. The first objective within each of the security districts in the Iraqi capital is to clear out extremist elements neighborhood by neighborhood in an effort to protect the population. And after an area is cleared, we're moving to what we call the control operation. Together with our Iraqi counterparts, we'll maintain a full-time presence on the streets, and we'll do this by building and maintaining joint security stations throughout the city. This effort to re-establish the joint security stations is well under way. The number of stations in each district will be determined by the commanders on the ground who control that area. An area moves into the retain phase when the Iraqi security forces are fully responsible for the day-to-day security mission. At this point, coalition forces begin to move out of the neighborhood and into locations where they can respond to requests for assistance as needed. During these three phrases, efforts will be ongoing to stimulate local economies by creating employment opportunities, initiating reconstruction projects and improving the infrastructure. These efforts will be spearheaded by neighborhood advisory councils, district advisory councils and the government of Iraq.
In short, the main difference between the Fardh al Qanoon and OTF I & II was that this time we had more troops, and they would remain in the neighborhoods after they had cleared them of insurgents to ensure they didn't return.
The Anbar Awakening
Some people would have us believe that it was the Anbar Awakening alone that turned Iraq around, or that it was developed and was successful apart from the Surge. Neither assertion is true. Kagan
The truth is that (the Awakening) began emerging in 2006 thanks to the hard and skilful fighting and negotiating of Army colonel Sean MacFarland and a number of Marine officers and their subordinates. General Odierno met with Sheikh Sattar abu Risha in December 2006 and encouraged U.S. soldiers in Anbar to continue fighting and negotiating in support of Abu Risha's efforts.
She further explains that
"The presence of U.S. forces conducting counterinsurgency missions to secure the population made the local rejection of al Qaeda possible and effective. The leadership and example of the sheikhs of Ramadi inspired sheikhs in neighboring cities to cooperate with U.S. and Iraqi forces. As a result of their efforts, especially in late 2006 and early 2007, al Qaeda no longer controlled Ramadi or Fallujah"
More,
The awakening started when in the summer of 2006 Sunni Sheikh Abdul Sattar Abu al-Risha grew weary of al Qaeda brutality against is family and decided to fight back. He enlisted other sheiks in the fall of that year formed the Anbar Salvation Council. Sattar and the other sheikhs encouraged their men to join the Iraqi police, which in Anbar had been basically non-existent.For U.S forces, securing Baghdad was the primary objective in 2007. We concentrated on what are called "shaping operations" in Anbar and Diyala that year. Shaping operations "create and preserve conditions for the success of the decisive operation...they may occur before, concurrently with, or after the start of the decisive operation."
One objective of our operations in Anbar in 2007 was to integrate all levels of government; central, provincial, and local. De-Baathification had kept many Sunnis out of government, the insurgency frightened many into staying home, and Sunni leaders had boycotted the 2005 election. In 2007 the process of turning this around was started.
Concerned Local Citizens - Sons of Iraq
As in Anbar and elsewhere, Concerned Local Citizens groups were formed in Diyala. They complemented the Iraqi Security Forces, and protected villages when our forces were absent. Some of the CLC members were former insurgents. Having enemy troops join your side is better than killing them because it demoralizes and fractures the enemy. It also gives you another soldier.
Regular readers of this blog will be familiar with Concerned Local Citizens (CLC, later called Sons of Iraq), as they were discussed during many of the press briefings of this time. Essentially, the CLCs were an organization formed by the U.S. as a sort of "super-neighborhood watch." They were paid, but not armed (at least by us, everyone in Iraq seems to own an AK-47), by t he United States. The objectives were several. One, to give a job to unemployed young men who might otherwise fight a job planting IEDs. Another was to turn around former insurgents and bring them into the process. Because they worked in their own neighborhoods, CLC members provided the Coalition with valuable intelligence. Finally, it was a means of combating al Qaeda and other insurgent groups.
In order to be effective Iraqi police had to be recruited from the neighborhoods they would patrol, otherwise they'd be considered "outsiders" and not trusted by the people. Worse, "outsiders" would themselves engage in sectarian cleansing.
AQI Reacts to the Surge
"In war the will is directed at an animate object that reacts."
Carl von Clausewitz
AQI reacted to the surge by attempting to undermine the credibility of Coalition and Iraqi Security Forces by escalating its vehicle bomb campaign. They also hoped to spark the very sectarian violence we were trying to tamp down. Their car bomb campaign was well organized and thought out. The attacks were not at random but targeted specific locations and people. The campaign started in January of 2007 and persisted in intensity through March.
For a time it was act and react. Reacting to their campaign, Coalition and Iraqi forces took actions such as erecting barricades around populated areas such as markets. Denied these targets, AQI went after locations such as bridges. The Coalition, in turn, redoubled efforts to take out the AQI networks that made and distributed the vehicle bombs. Eventually, though the walls and Coalition attacks took their toll and AQI vehicle bombs slowed down.
Operation Phantom Thunder - The Decisive Battle Begins
Operation Phantom Thunder, the start of decisive operations, kicked off on June 15, 2007. It was a highly coordinated corps-wide offensive across all of Iraq that involved all commands and many sub-operations. It was followed by Phantom Strike on August 15, and finally, Phantom Phoenix on January 8, 2008.
Planning for Phantom Thunder had actually begun in December of 2006, even before President Bush announced the "surge" of troops. "Generals Petraeus and Odierno had determined...that securing Baghdad would require a major campaign to dislodge Qaeda from the belts around Baghdad."
By June, Baghdad was encircled by Coalition troops. Not literally, of course, but circled in the sense that we had control of all major road intersections and such.
Phantom Thunder was a corps-level offensive in that it was it was coordinated with all units in the country. Unlike previous operations, in which each division or brigade operated more or less without concern for the others, this time everyone would be working in concert.
The intent, again, was to protect the Iraqi population. Doing so would allow economic and political activity to start again, buying time for the government. Negotiations among political parties and factions only work when security has been established, not the other way around.
Phantom Thunder was the largest counterinsurgency operation in history. While previous operations had degenerated into a game of "whack-a-mole," this time the insurgents were separated from the population. We were also aggressive in avoiding civilian casualties and collateral damage, which built all-important trust among the people.
Phantom Thunder and Phantom Strike in Diyala Province
Kagan: "The overarching objective of Phantom Thunder was to stop insurgents in the provinces from supporting violence in Baghdad. Controlling Baqubah (the largest city in Diyala), advanced U.S. forces toward that objective."
Following Phantom Thunder was Phantom Strike. General Odierno explained the objectives of Phantom Strike:
"This week, we launched Operation Phantom Strike, a series of targeted operations designed to intensify pursuit of extremist elements across Iraq. With the elimination of safe havens and support zones due to Phantom Thunder, al Qaeda and Shi'a extremists have been forced into ever-shrinking areas, and it is my intent to pursue and disrupt their operations. ...Over the coming weeks, we plan to conduct quick strike raids against remaining extremist sanctuaries and staging areas, carry out precision targeting operations against extremist leadership and focus missions to counter the extremists' lethal accelerants of choice, the IED and the vehicle-borne IED. We will continue to hunt down their leadership, deny them safe haven, disrupt their supply lines and significantly reduce their capability to operate in Iraq" (DoD Press Briefing, August 17, 2007).
Diyala illustrated the benefits of the strategy of securing the population first. (p141) Our primary objective was to control territory, and killing or capturing the enemy was second. (p 116) After eliminating enemy safe-havens, we were able to convince some tribal leaders to join our side, or at least turn against the insurgents. Tribal reconciliation followed the establishment of security.
Although al Qaeda attempted to reconstitute itself, we were able to fragment them into small groups. They were not allowed safe havens, as this time the Coalition had enough troops to secure all critical areas of the country.
In 2006, the Iraqis were supposed to control territory through checkpoints after we had cleared an area. The problem with this approach is that it froze units in place where they could not respond to anything that happened save in their immediate area. More, operations in 2007 and 2008 were successful precisely because their primary objective was not immediate transition to Iraqi control, a control that was beyond their capability. Rather, their objective was simply that of establishing security.
To be clear, combat ("kinetic operations," in U.S. military parlance) operations were not second or subordinate to non-combat ("non-kinetic," i.e. nation building) operations, as has sometimes been charged. Rather, the purpose of combat operations was to allow non-combat operations to take place. Indeed, the two took place simultaneously. The goal of kinetic operations was to separate the insurgents from the population and defending those Iraqis willing to work with us and their new government. Only when they felt safe would Iraqis work with Americans and their new government. To facilitate this, the American strategy was a carrot-and-stick approach, with protection and financial benefits only going to tribal leaders who rejected violence.
Iran's Proxy War in Iraq
Iran began planning operations against American forces in Iraq in 2002, some months before the launch of Operation Iraqi Freedom that started on March 20, 2003. While their overall strategy and goals are not completely clear, it is clear that they have supplied weapons, fighters, and advisers to the insurgency in Iraq. Iran has supported both Sunni and Shia groups throughout all of Iraq. Iran also supported Ansar al Islam, a Sunni terrorist group tied to al Qaeda, as well as AQI itself. Iranian support increased with time. At the start of the insurgency, Iranian influence was relatively low. By August of 2007 Iranian influence accounted for half of all attacks on Coalition forces.
As such, Coalition attention to the problems posed by Iran was relatively low at first, and only after achieving success against AQI and other insurgent groups did we turn our attention to Iran.
It didn't take any deep intelligence or decryption of encoded documents to detect the Iranian influence. It was stamped on weapon after weapon captured by the Coalition. Everything from the special copper disks on Explosively Formed Penetrators (EFP) to the tail fins of mortars told the tale.
The organizing force in Iran was the Revolutionary Guard Corps-Qods(or "Quds") Force (IRGC-QF)(also known as "Army of the Guardians of the Islamic Revolution" or "Islamic Revolutionary Guard Corps"). The Qods Force is part of the Revolutionary Guards, and they report directly to the Supreme Leader, who as of this writing is Ayatollah Ali Khamenei. From what I can tell, the IRGC is roughly equivalent to the Nazi SS (Schutzstaffel). The Qods Force is responsible for exporting the Iranian revolution. Hezbollah in Lebanon, for example, is probably the most important group formed by the Qods Force.
Qods Force and Hezbollah personnel teamed to train Iraqis in groups of twenty to sixty in Iran so that they would function as a unit; hence the term "Special Group," a term given to them by the U.S. military. Hezbollah training of Iraqis in Iran began in 2005. Special Groups usually remained separate, but possibly teamed with JAM for some operations.
Special Groups functioned alongside and in cooperation with JAM and other militia groups. Some of them came from JAM and other militia groups, being their more extreme members. Perhaps the best description is that Special Groups are an "outgrowth" of JAM and other similar groups
It's possible that Iranian support for insurgent groups was simply to create a "quagmire" for U.S. forces so as to divert attention from their operations elsewhere, rather than militarily eject us from the country. It's also possible that they thought they could infiltrate the democratic Iraqi government and get people more sympathetic to their idea of a theocracy in place. Likely they also simply did not want a successful Western-style democracy on their doorstep. Or perhaps they simply had the more limited goal of ensuring that the Baghdad government could not control the southern portion of their country. Most likely of all is some combination of the above. Either way, it was clear that Iranian influence served to undermine the nascent democracy.
The U.S. countered Iranian influence with both a diplomatic and military response. Ambassador Ryan Crocker discussed the situation in direct talks with high ranking Iranian officials, including the Iranian ambassador to Iraq. The military response targeted JAM and Special Forces directly, capturing or killing leaders, breaking up networks, and intercepting arms shipments. These operations met with some success, but Iranian influence continues to be a problem.
Final Thoughts by Kagan
The last of the surge brigades left Iraq in the summer of 2008.
As can be seen by the following chart, the surge clearly worked

As the surge progressed, violence decreased. By late 2007 it was half that of mid-2005. Attack trends dropped 60 percent in Baghdad in 2007. Civilian deaths dropped 70 percent. Iraq dropped off the media's radar, itself a sign of success.
Three U.S. operations were responsible for the success. The first was Faradh al Qanoon (Baghdad Security Plan), in which Gen. Odierno placed surge units in and around the capital. Next came Phantom Thunder, which cleared AQI from the belts around Baghdad. That was followed by Phantom Strike, in which Coalition forces pursued AQI as they fled and attempted to reconstitute.
Iraqis ended up rejecting AQI and other extremist groups. The "Awakening" in Anbar and elsewhere was evidence of this. However, despite what some in the media insinuate, the"Awakening" was not independent of Coalition efforts and did not turn Iraq around by itself. The Awakening would have failed had U.S. leaders such as U.S. Army Col. Sean McFarland, some Marine officers, and Gen Odierno not seized the moment and encouraged and supported it.
Another criticism one hears is that American forces simply bribed insurgents into laying down their arms. While this is true in some cases, it overlooks the larger picture. Most of those insurgents who took money to change sides or go back to civilian life were also "encouraged" to do so by aggressive and successful American military operations.
Gen. Petraeus' U.S. Army / Marine Corps Counterinsurgency Field Manual 3-24 provided the overall theory on how to win, but it didn't get into specifics of what units should be deployed where or precisely how they were to be used. That task was left to Lt. Gen. Odierno, who drew up and oversaw the execution of what was know as the Surge. As Kagan concludes
It was Odierno who creatively adapted sophisticated concepts from conventional fighting to the problems in Iraq, filling gaps in the counterinsurgency doctrine and making the overal effort a success. For all the sophistication of this integrated political-military and kinetic/non-kinetic approach to the conflict, Odierno is likely to be remembered in military history as the man who redefined the operational art of counterinsurgency with a series of offensives in 2007 and 2008.
My Take
One book, and one author, cannot and should not cover everything. Those who may complain because this book does not discuss the domestic or Iraqi politics, or whether it was a good idea to invade Iraq in 2003 or execute the surge miss the point. The fact is that the surge plan worked, and Kagan explains why in this book.
The strongest part of the book is simply that Kagan explains clearly why we failed before the surge, and how the change in strategy coupled with additional troops worked. Although she does not get into the details of counterinsurgency, she discusses it well enough from a higher level so that one gets the idea. If you want to know why we once failed and then succeeded, this is the book for you.
Kagan also does a good job at outlining the various insurgent groups, and how they fought both one another and Coalition troops. Al Qaeda in Iraq, Jaysh al Mahdi, Special Groups, they are more are all there.
This is not to say the work is not without its flaws. There is not much on the commanders, and their decision making process, whether at the division or brigade levels. Discussing units without their commanders seems an omission to me. As someone who watched and blogged on every briefing by a combat commander in Iraq and Afghanistan from 2007 on, I was hoping for more names to appear.
There is also not enough about small-unit counterinsurgency strategy, but perhaps Kagan just decided to concentrate on the "big picture." There are also some grammatical and I think a few errors in word use, no doubt the result of a work rushed into print without enough editing.
All in all, this is a must-read if you want to understand the war in Iraq, especially the surge and why it was successful.
Posted by Tom at June 12, 2010 9:30 PM
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